2005 Rule Adoption Notices (RAN) |
Bulletin |
Date |
Subject |
RAN-05-80 |
Dec 19 |
$2.50 Strike Price Program (File No. SR-PCX-2005-137) |
RAN-05-79 |
Dec 12 |
Changes in Listing Criteria of Underlying Issues (File No. SR-PCX-2005-129) |
RAN-05-78 |
Dec 2 |
Directed Order Process (File No. SR-PCX-2005-56) |
RAN-05-77 |
Dec 1 |
Dissemination of Index Value and Dissemination of Intraday Optimized Portfolio Value (File Nos. SR-PCX-2005-88 and SR-PCX-2005-108) |
RAN-05-76 |
Nov 25 |
PCX Plus Crossing Mechanism (File No. SR-PCX-2005-85) |
RAN-05-75 |
Nov 22 |
MRP Linkage (File No. SR-PCX-2005-98) |
RAN-05-74 |
Nov 22 |
Revisions to Series 9/10 Exam (File No. SR-PCX-2005-113) |
RAN-05-73 |
Nov 22 |
Revisions to Series 4 Exam (File No. SR-PCX-2005-112) |
RAN-05-72 |
Nov 9 |
Remote Market Makers (File No. SR-PCX-2005-120) |
RAN-05-71 |
Nov 4 |
Portfolio Crossing Service (File No. SR-PCX-2005-73) |
RAN-05-70 |
Oct 31 |
Offers of Settlement (File No. SR-PCX-2005-76) |
RAN-05-69 |
Oct 31 |
Offers of Settlement (File No. SR-PCX-2005-75) |
RAN-05-68 |
Oct 28 |
Linkage Plan Amendment No. 16 (File No. SR-PCX-2005-104) |
RAN-05-67 |
Oct 10 |
Lead Market Makers (File No. SR-PCX-2005-107) |
RAN-05-66 |
Sep 30 |
Changes in Arbitration Rules (File No. SR-PCX-2005-106) |
RAN-05-65 |
Sep 26 |
PCX/ARCA Merger (File No. SR-PCX-2005-90) |
RAN-05-64 |
Sep 15 |
Linkage "Trade and Ship" and "Book and Ship" (File No. SR-PCX-2005-59) |
RAN-05-62 |
Sep 7 |
ArcaEx Modifications to Market Order Auction (File No. SR-PCX-2005-58) |
RAN-05-61 |
Sep 6 |
Obligations of Lead Market Makers - Effective Date (File No. SR-PCX-2005-103) |
RAN-05-60 |
Sep 2 |
Linkage "80-20 Test" (File No. SR-PCX-2005-61) |
RAN-05-59 |
Sep 2 |
OTP Holder/OTP Firm/ETP Holder Arbitration Direct Communication (File No. SR-PCX-2005-99) |
RAN-05-58 |
Sep 1 |
Complex Order Trading (File No. SR-PCX-2005-92) |
RAN-05-57 |
Aug 22 |
Extension of Position Limit Pilot Program (File No. SR-PCX-2005-95) |
RAN-05-56 |
Aug 18 |
Obligations of Lead Market Makers (File No. SR-PCX-2005-93) |
RAN-05-55 |
Aug 16 |
PCX Equities, Inc. - ETP Continuing Education (File No. SR-PCX-2005-91) |
RAN-05-54 |
Aug 15 |
Electronic Lead Market Maker (File No. SR-PCX-2005-31) |
RAN-05-53 |
Aug 9 |
Adoption of Generic Listing Standards for Index-Linked Securities (File No. SR-PCX-2005-63) |
RAN-05-52 |
Aug 2 |
OTP Continuing Education (File No. SR-PCX-2005-80) |
RAN-05-51 |
Jul 28 |
ArcaEx Modifications to Q Order Definitions (File No. SR-PCX-2005-72) |
RAN-05-50 |
Jul 21 |
Complex Order Trading on PCX Plus (File No. SR-PCX-2005-71) |
RAN-05-49 |
Jul 14 |
One Week Options (File No. SR-PCX-2005-32) |
RAN-05-48 |
Jul 13 |
Obvious Error (File No. SR-PCX-2005-78) |
RAN-05-47 |
Jul 7 |
PCXE Subpenny Pilot Extension (File No. SR-PCX-2005-84) |
RAN-05-46 |
Jun 9 |
Exchange Calculation of the NBBO when Another Market Is Disconnected from the Intermarket Option Linkage (File No. SR-PCX-2005-27) |
RAN-05-45 |
Jun 9 |
Books and Records (File No. SR-PCX-2005-22) |
RAN-05-44 |
Jun 3 |
Prohibition on Borrowing and Lending (File No. SR-PCX-2005-34) |
RAN-05-43 |
Jun 3 |
Prohibition on Borrowing and Lending (File No. SR-PCX-2005-33) |
RAN-05-42 |
Jun 2 |
Extension of $1 Strike Pilot Program (File No. SR-PCX-2005-69) |
RAN-05-41 |
May 31 |
Delay of Implementation Date of Revisions to the Series 4 Examination Program (File No. SR-PCX-2005-57) |
RAN-05-40 |
May 31 |
Revisions to the Series 4 Examination Program (File No. SR-PCX-2005-51) |
RAN-05-39 |
May 31 |
Market Maker Risk Limitation Mechanism (File No. SR-PCX-2005-64) |
RAN-05-38 |
May 25 |
Demutualization Follow Up (File No. SR-PCX-2005-52) |
RAN-05-37 |
May 18 |
Arbitration Pilot Rule Extension (File No. SR-PCX-2005-50) |
RAN-05-36 |
May 13 |
PCXE Clearly Erroneous Executions (File No. SR-PCX-2004-72) |
RAN-05-35 |
May 9 |
Deletion of Obsolete and Unnecessary Rules (File No. SR-PCX-2004-65) |
RAN-05-34 |
May 3 |
Elimination of Prohibition on Computer Generated Orders (File No. SR-PCX-2005-48) |
RAN-05-33 |
Apr 28 |
Corporate Governance for Listed Companies (File No. SR-PCX-2005-38) |
RAN-05-32 |
Apr 28 |
Arbitration Off-Site Hearing Venue Surcharge (File No. SR-PCX-2005-14) |
RAN-05-25 |
Apr 27 |
Arbitration Rule Numbering Change (File No. SR-PCX-2005-36) |
RAN-05-31 |
Apr 25 |
SizeQuote Mechanism (File No. SR-PCX-2005-35) |
RAN-05-30 |
Apr 18 |
Arbitration Last Minute Adjournments (File No. SR-PCX-2004-124) |
RAN-05-29 |
Mar 23 |
Electronic Filing of Forms U4 and U5 by ETP Holders (File No. SR-PCX-2005-11) |
RAN-05-28 |
Mar 23 |
Electronic Filing of Forms U4 and U5 by OTP Holders and OTP Firms (File No. SR-PCX-2005-10) |
RAN-05-27 |
Mar 22 |
Q Orders (File No. SR-PCX-2005-29) |
RAN-05-26 |
Mar 22 |
Remote Market Makers Ability to be Reappointed Option Issues (File No. SR-PCX-2005-26) |
RAN-05-24 |
Mar 18 |
Primary Only Orders (File No. SR-PCX-2005-15) |
RAN-05-23 |
Mar 11 |
Split Price Priority (File No. SR-PCX-2005-25) |
RAN-05-22 |
Mar 10 |
PCX Equities, Inc. - Extension of Time to Comply with Requirement that All Financial/Operations Principals of ETP Firms Successfully Complete the Series 27 Examination and All Compliance Supervisors of ETP Firms Successfully Complete the Series 24 Examination (File No. SR-PCX-2005-24) |
RAN-05-21 |
Mar 8 |
Position and Exercise Limits (File No. SR-PCX-2003-55) |
RAN-05-20 |
Mar 8 |
Deletion of Certain Obsolete or Unnecessary Rules (File No. SR-PCX-2005-21) |
RAN-05-19 |
Mar 4 |
streetTRACKS Gold Shares (GLD) (File No. SR-PCX-2004-117) |
RAN-05-18 |
Mar 2 |
FOCD Forms Due Date (File No. SR-PCX-2004-131) |
RAN-05-17 |
Mar 1 |
Fees for Late FOCD Forms (File No. SR-PCX-2004-130) |
RAN-05-16 |
Feb 23 |
PCX Market Maker and Floor Broker Examinations (File No. SR-PCX-2005-18) |
RAN-05-15 |
Feb 17 |
Minimum Price Improvement Standards (File No. SR-PCX-2004-129) |
RAN-05-14 |
Feb 11 |
Market Maker Cleanup Order Administrative Change (File No. SR-PCX-2005-02) |
RAN-05-13 |
Feb 8 |
OptiMark Rule Deletion (File No. SR-PCX-2005-07) |
RAN-05-12 |
Feb 8 |
Extension of a Limitation on Linkage Trade Through Liability at the End of the Options Trading Day Pilot Program (File No. SR-PCX-2005-08) |
RAN-05-11 |
Feb 7 |
Listing Fee Schedule for Structured Products (File No. SR-PCX-2004-43) |
RAN-05-10 |
Feb 4 |
OTP Holder/OTP Firm/ETP Holder Related Arbitration Fees (File No. SR-PCX-2004-118) |
RAN-05-09 |
Jan 28 |
Immediate Display of Customer Limit Orders (File No. SR-PCX-2000-15) |
RAN-05-08 |
Jan 28 |
PCX Minor Rule Plan Amendment (File No. SR-PCX-2004-58) |
RAN-05-07 |
Jan 27 |
Commodity-Based Trust Shares and iShares COMEX Gold Trust (File No. SR-PCX-2004-132) |
RAN-05-06 |
Jan 25 |
PCX Equities, Inc. - Requirement that All Financial/Operations Principals of ETP Firms Successfully Complete the Series 27 Examination and All Compliance Supervisors of ETP Firms Successfully Complete the Series 24 Examination (File No. SR-PCX-2004-96) |
RAN-05-05 |
Jan 25 |
Increase of Position and Exercise Limits for Options On Standard and Poor's Depository Receipts (File No. SR-PCX-2005-05) |
RAN-05-04 |
Jan 20 |
PCX Equities, Inc. - Opening Time for the Commencement of the Opening Auction on the ArcaEx (File No. SR-PCX-2004-83) |
RAN-05-03 |
Jan 20 |
Electronic Order Capture Requirements (File No. SR-PCX-2005-04) |
RAN-05-02 |
Jan 13 |
Electronic Order Capture/Electronic Tablet; Implementation of a New Order Audit Trail System (File No. SR-PCX-2004-122) |
RAN-05-01 |
Jan 13 |
Extension of Phase in Period for PCX Plus (File No. SR-PCX-2004-128) |