2003 Rule Adoption Notices (RAN) |
Bulletin |
Date |
Subject |
RAN-03-36 |
Dec 29 |
Minor Rule Plan (File No. SR-PCX-2003-32) |
RAN-03-35 |
Dec 10 |
Corporate Governance for Listed Companies (File No. SR-PCX-2003-35) |
RAN-03-34 |
Dec 2 |
Arbitration Pilot Rule Extension (File No. SR-PCX-2003-61) |
RAN-03-33 |
Dec 1 |
Auto-Ex of Linkage Orders in a Locked Market (File No. SR-PCX-2003-65) |
RAN-03-32 |
Nov 12 |
Listed Companies Shareholder Approval Policy for Equity Compensation Plans (File No. SR-PCX-2003-50) |
RAN-03-31 |
Nov 7 |
Contrary Exercise Advices (File No. SR-PCX-2003-47) |
RAN-03-30 |
Nov 6 |
PCX Plus Housekeeping Changes to Options Trading Rules (File No. SR-PCX-2003-31) |
RAN-03-29 |
Oct 24 |
ArcaEx Fixed Income Exchange Traded Funds (File No. SR-PCX-2003-41) |
RAN-03-28 |
Oct 15 |
PCX Plus Electronic Book Executions (File No. SR-PCX-2003-56) |
RAN-03-27 |
Oct 2 |
Options Linkage Limitation of Liability (File No. SR-PCX-2003-20) |
RAN-03-26 |
Oct 1 |
Posting Period for ETP Applications (File No. SR-PCX-2003-43) |
RAN-03-25 |
Oct 1 |
Posting Period for Membership Applications (File No. SR-PCX-2003-44) |
RAN-03-24 |
Sep 30 |
Obvious Error (File No. SR-PCX-2002-01) |
RAN-03-23 |
Sep 18 |
Arbitration Program (File No. SR-PCX-2003-34) |
RAN-03-22 |
Sep 17 |
Archipelago Exchange - Primary Only Order Processing (File No. SR-PCX-2003-45) |
RAN-03-21 |
Sep 2 |
Late Trade Reporting Minor Rule Plan Violation (File No. SR-PCX-2003-17) |
RAN-03-20 |
Aug 25 |
Automatic Opening Rotation Pilot Extension (File No. SR-PCX-2003-37) |
RAN-03-19 |
Jun 23 |
$1 Strike Prices Pilot Program (File No. SR-PCX-2003-28) |
RAN-03-18 |
Jun 23 |
Auto-Ex Book Pilot Extension (File No. SR-PCX-2003-15) |
RAN-03-17 |
Jun 23 |
Concentration of Issues (File No. SR-PCX-2002-25) |
RAN-03-16 |
Jun 18 |
Auto-Ex Incentive Pilot Program Extension (File No. SR-PCX-2003-16) |
RAN-03-15 |
May 16 |
One Tick Step Up Requirement for Auto-Ex in Certain Option Issues (File No. SR-PCX-2002-54) |
RAN-03-14 |
May 16 |
Market Maker Firm Quotation Size (File No. SR-PCX-2003-12) |
RAN-03-13 |
May 15 |
PCX Plus (File No. SR-PCX-2002-36) |
RAN-03-12 |
May 1 |
Arbitration Program
|
RAN-03-11 |
Mar 14 |
Archipelago Exchange Timed Order Modifications
|
RAN-03-10 |
Mar 12 |
Archipelago Exchange New Order Types
|
RAN-03-09 |
Mar 10 |
Options Floor Trading Committee Jurisdiction over Auto-Ex
|
RAN-03-06 |
Mar 10 |
Pricing Criteria for Initial Listings
|
RAN-03-08 |
Mar 3 |
Changing Calculation Period For Defining Top 120 and 250 Issues
|
RAN-03-07 |
Feb 27 |
Stay of Committee Action
|
RAN-03-05 |
Feb 26 |
Maintenance of Books and Records
|
RAN-03-04 |
Feb 7 |
Options Linkage
|
RAN-03-03 |
Jan 30 |
Market Maker Quoting Obligations
|
RAN-03-02 |
Jan 24 |
ArcaEx IOC/PNP Cross Orders
|
RAN-03-01 |
Jan 2 |
Auto-Ex Pilot Program Extension (File No. SR-PCX-2002-78) |