2000 Regulatory Bulletins - Options (RBO) |
Bulletin |
Date |
Subject |
RBO-00-38 |
Dec 28 |
Closing Rotations on December 29, 2000
|
RBO-00-33 |
Dec 13 |
LMM Market Size Commitments
|
RBO-00-37 |
Dec 12 |
New SEC Rules on Firm Quotes and Trade-Through Disclosure for Options
|
RBO-00-36 |
Nov 9 |
PCX Options Floor Member Awareness Program: 2000
Anti-competitive Practices-November 16, 2000 at 1:30 p.m. |
RBO-00-34 |
Nov 8 |
Reallocation Guideline - 5% Minimum Market Share
|
RBO-00-35 |
Nov 7 |
Maximum Auto-Ex Size Increased to 75 Contracts
|
RBO-00-31 |
Oct 25 |
Disciplinary Sanctions Imposed And Arbitration Awards Rendered
|
RBO-00-30 |
Oct 17 |
Implementation of New Charges for Broker-Dealer Orders
|
RBO-00-29 |
Oct 11 |
Cyberian Outpost, Inc. (COOL/QOO)
Infocure Corporation (INCX/UNC)
Ineligibility for Additional Expiration Months |
RBO-00-28 |
Oct 11 |
JDS Uniphase Corporation (JDSU/XXZ)
Ineligibility for Addition of 10/82 ½ and 10/87 ½ Strikes |
RBO-00-26 |
Oct 10 |
Amended Application Form
|
RBO-00-26 - Form |
Oct 10 |
Amended Application Form
|
RBO-00-25 |
Sep 28 |
Requests for Telephonic and Electronic Communication Devices
|
RBO-00-24 |
Dec 8 |
LMM Conflict of Issues Guidelines (“CIG”)
|
RBO-00-23 |
Sep 25 |
Regulation's Meeting With the PCX Floor-Broker Community
|
RBO-00-22 |
Sep 15 |
REVISED - Reallocation Guideline - 5% Minimum Market Share
|
RBO-00-21 |
Sep 8 |
Books and Records Requirements of Members
|
RBO-00-20 |
Aug 14 |
Reallocation Guideline - 5% Minimum Market Share
|
RBO-00-19 |
Aug 7 |
Reallocation Guideline - 5% Minimum Market Share
|
RBO-00-18 |
Aug 2 |
Rule Changes Relating to the Log on Requirements of the Exchange's Automatic Execution System
|
RBO-00-17 |
Jul 26 |
Disciplinary Sanctions Imposed And Arbitration Awards Rendered
|
RBO-00-16 |
Jul 11 |
Clerks, Associated, and Affiliated Persons Application
|
RBO-00-15 |
Jul 6 |
Financial Arrangements of Options Floor Members
|
RBO-00-14 |
Jun 27 |
PCX Options Floor Member Awareness Program: 2000
|
RBO-00-13 |
Jun 26 |
Transfer of Issues Guidelines
|
RBO-00-12 |
Jun 23 |
Maintenance Delisting Criteria
|
RBO-00-09 |
Jun 16 |
Request for Comments - LMM Guaranteed Participation
|
RBO-00-11 |
Jun 15 |
Allocation Guideline for Distributions, Mergers or Acquisitions
|
RBO-00-10 |
Jun 6 |
New Application Form - Bid Sheet
|
RBO-00-08 |
May 10 |
Commitment and Performance Expectations
|
RBO-00-07 |
May 5 |
The Floor Surveillance Unit
|
