ArcaEx
Rules
Pending Rule Filings
Regulatory Bulletins
New Rules
2005 Reg. Bulletins
2004 Reg. Bulletins
2003 Reg. Bulletins
2002 Reg. Bulletins
2001 Reg. Bulletins
2000 Reg. Bulletins
Weekly Bulletins
Financial/Operational Compliance
Arbitration Department
Disciplinary Sanctions


Home

Investor Relations

Regulation

Site Map

Site Requirements

Contact Us

Regulatory Bulletins
Regulatory Bulletins are sorted chronologically starting with the most recent bulletin.

You must have Adobe® Acrobat® Reader installed on your computer to view the Regulatory Bulletins.   Download Adobe® Acrobat® Reader here.

2012 Rule Adoption Notices (RAN)

Bulletin

Date

Subject

No Rule Adoption Notices (RAN) for 2012.


2012 Regulatory Bulletins (RB)

Bulletin

Date

Subject

RB-12-15

Feb 3

iShares MSCI All Country Asia ex Japan Small Cap Index Fund

RB-12-14

Feb 3

iShares MSCI India Index Fund

RB-12-13

Feb 2

iShares MSCI Global Agriculture Producers Fund; iShares MSCI Global Energy Producers Fund; iShares MSCI Global Select Metals & Mining Producers Fund; iShares MSCI Global Gold Miners Fund; iShares MSCI Global Silver Miners Fund

RB-12-12

Jan 27

iShares MSCI Denmark Capped Investable Market Index Fund; iShares MSCI Germany Small Cap Index Fund; iShares MSCI United Kingdom Small Cap Index Fund; iShares MSCI Canada Small Cap Index Fund; iShares MSCI Australia Small Cap Index Fund; and iShares MSCI Finland Capped Investable Market Index Fund

RB-12-11

Jan 26

Accuvest Global Opportunities ETF

RB-12-10

Jan 26

ProShares German Sovereign / Sub-Sovereign ETF

RB-12-09

Jan 24

iShares MSCI Norway Capped Investable Market Index Fund

RB-12-08

Jan 19

iShares MSCI Emerging Markets EMEA Index Fund; iShares MSCI Emerging Markets Latin America Index Fund

RB-12-07

Jan 13

PowerShares S&P Emerging Markets Low Volatility Portfolio; and PowerShares S&P International Developed Low Volatility Portfolio

RB-12-06

Jan 12

Rockledge SectorSAM ETF

RB-12-05

Jan 12

SPDR S&P Small Cap Emerging Asia Pacific ETF

RB-12-04

Jan 12

iShares MSCI World Index Fund; iShares MSCI Singapore Small Cap Index Fund; iShares Hong Kong Small Cap Index Fund

RB-12-03

Jan 12

ProShares 30 Year TIPS/TSY Spread; and ProShares Short 30 Year TIPS/TSY Spread (Exchange Traded Funds)

RB-12-02

Jan 11

Direxion S&P RC 1500® Volatility Response Shares; Direxion S&P RC 500® Volatility Response Shares; Direxion S&P Latin America 40 RC Volatility Response Shares

RB-12-01

Jan 11

Submission of FOCUS Reports, Annual Compliance Forms and Annual Audits



2012 Regulatory Bulletins - Equities (RBE)

Bulletin

Date

Subject

RBE-12-04

Feb 3

Regulation M - Notification Requirements for Offering Participants

RBE-12-03

Jan 25

Fee Rate Advisory

RBE-12-02

Jan 25

Application of NYSE Arca Equities Rule 9.4 to Certain Types of Corporate Governance Proxy Proposals

RBE-12-01

Jan 10

NYSE Arca and ISG Enhanced Electronic Blue Sheet Submissions



2012 Regulatory Bulletins - Options (RBO)

Bulletin

Date

Subject

RBO-Amex-12-03

Jan 26

Fee Rate Advisory – Section 31 Fees

RBO-12-03

Jan 26

Fee Rate Advisory – Section 31 Fees

RBO-Amex-12-02

Jan 25

Application of Rule 577 to Certain Types of Corporate Governance Proxy Proposals

RBO-12-02

Jan 25

Application of NYSE Arca Options Rule 9.4 to Certain Types of Corporate Governance Proxy Proposals

RBO- 12-01

Jan 10

NYSE Arca and ISG Enhanced Electronic Blue Sheet Submissions

RBO-Amex-12-01

Jan 10

NYSE Amex and ISG Enhanced Electronic Blue Sheet Submissions



The Book ArcaVision
Auction / Halted Arca Most Active
Subscribe to ArcaVision