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Regulatory Bulletins
Regulatory Bulletins are sorted chronologically starting with the most recent bulletin.

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2008 Rule Adoption Notices (RAN)

Bulletin

Date

Subject

No Rule Adoption Notices (RAN) for 2008.


2008 Regulatory Bulletins (RB)

Bulletin

Date

Subject

RB-08-77

Jul 23

Market Vectors—Gulf States Index ETF

RB-08-76

Jul 22

SPDR Index Shares Funds

RB-08-75

Jul 16

WisdomTree Middle East Dividend Fund

RB-08-74

Jul 11

Market Vectors - Africa Index ETF

RB-08-73

Jul 8

PowerShares MENA Frontier Countries Portfolio

RB-08-72

Jul 1

MacroShares $100 Oil

RB-08-71

Jun 30

PowerShares Global Wind Energy Portfolio

RB-08-70

Jun 26

Vanguard Total World Stock ETF

RB-08-69

Jun 24

iShares Trust

RB-08-68

Jun 24

WisdomTree Trust

RB-08-67

Jun 24

iPath® Dow Jones-AIG ETNs

RB-08-66

Jun 18

NETS ISEQ Index Fund (Ireland)

RB-08-65

Jun 17

Barclays Asian and Gulf Currency Revaluation ETNs

RB-08-64

Jun 17

First Trust ISE Global Wind Energy Index Fund

RB-08-63

Jun 17

PowerShares DB Crude Oil and Base Metals ETNs

RB-08-62

Jun 11

ProShares Trust

RB-08-61

Jun 11

Rydex ETF Trust

RB-08-60

Jun 11

PowerShares Exchange-Traded Fund Trust

RB-08-59

Jun 11

Claymore/BNY Mellon Frontier Markets ETF

RB-08-58

Jun 10

HSBC ELEMENTS S&P Commodity Trends Indicator ETN

RB-08-57

Jun 2

Lehman Brothers Opta Exchange-Traded Notes

RB-08-56

May 28

Merrill Lynch MITTS Linked to the Nikkei 225 Index

RB-08-55

May 28

KEYnotes Exchange-Traded Notes

RB-08-54

May 23

NETS Trust

RB-08-53

May 22

ELEMENTS Exchange-Traded Notes

RB-08-52

May 19

NETS Trust

RB-08-51

May 20

PowerShares Exchange-Traded Trust II

RB-08-50

May 20

WisdomTree Dreyfus Japanese Yen Fund

RB-08-49

May 20

WisdomTree U.S. Current Income Fund

RB-08-48

May 16

SPDR S&P Emerging Markets Small Cap ETF

RB-08-47

May 14

WisdomTree Trust

RB-08-46

May 13

SPDR Index Shares Funds

RB-08-45

May 12

NETS Trust

RB-08-44

May 9

ALPS ETF Trust

RB-08-43

May 9

Morgan Stanley - Market Vectors Euro ETNs

RB-08-42

May 7

E-TRACS UBS Bloomberg CMCI Platinum Exchange-Traded Notes

RB-08-41

May 1

ProShares Trust

RB-08-40

Apr 29

Deutsche Bank Commodity Exchange-Traded Notes

RB-08-39

Apr 23

Market Vectors – Solar Energy ETF

RB-08-38

Apr 16

NETS Trust

RB-08-37

Apr 15

Claymore/MAC Global Solar Energy Index ETF

RB-08-36

Apr 15

Deutsche Bank Agriculture Exchange-Traded Notes

RB-08-35

Apr 11

PowerShares Actively Managed Exchange-Traded Fund Trust

RB-08-34

Apr 10

NETS DAX Index Fund

RB-08-33

Apr 9

NETS Trust

RB-08-32

Apr 9

United States Heating Oil Fund, L.P.

RB-08-31

Apr 8

Bear Stearns Current Yield Fund

RB-08-30

Apr 7

Barclays GEMS Index Exchange-Traded Notes

RB-08-29

Apr 3

PowerShares ETFs

RB-08-28

Apr 3

PowerShares Global Nuclear Energy Portfolio

RB-08-27

Apr 2

ELEMENTS Exchange-Traded Notes

RB-08-26

Apr 2

E-TRACS UBS Bloomberg CMCI Exchange-Traded Notes

RB-08-25

Mar 28

iPath Optimized Currency Carry ETN

RB-08-24

Mar 28

iShares Trust

RB-08-23

Mar 28

iShares, Inc.

RB-08-22

Mar 27

ProShares Trust

RB-08-21

Mar 19

SPDR DB International Government Inflation-Protected Bond ETF

RB-08-20

Mar 17

Morgan Stanley-Market Vectors Currency ETNs

RB-08-19

Mar 4

PowerShares India Exchange-Traded Fund Trust

RB-08-18

Feb 28

Deutsche Bank AG, Gold Exchange-Traded Notes

RB-08-17

Feb 26

Market Vectors—Lehman Brothers AMT-Free Short Municipal Index ETF

RB-08-16

Feb 26

United States Gasoline Fund, L.P.

RB-08-15

Feb 22

RevenueShares ETF Trust

RB-08-14

Feb 22

WisdomTree India Earnings Fund

RB-08-13

Feb 21

Deutsche Bank AG, ELEMENTSSM Linked to Five Currencies

RB-08-12

Feb 21

Opta Exchange-Traded Notes linked to the S&P Listed Private Equity Index Net Return (U.S. dollar)

RB-08-11

Feb 19

SPDR S&P International Dividend ETF

RB-08-10

Feb 12

ELEMENTSSM Linked to the MLCX Grains Index— Total ReturnSM due February 13, 2023

RB-08-09

Feb 12

Claymore Exchange-Traded Fund Trust

RB-08-08

Feb 7

ELEMENTS Linked to the MLCX Biofuels Index

RB-08-07

Jan 30

PowerShares Preferred Portfolio

RB-08-06

Jan 30

Claymore/AlphaShares China Small Cap Index ETF

RB-08-05

Jan 24

GreenHaven Continuous Commodity Index Fund

RB-08-04

Jan 24

Market Vectors – Gaming ETF

RB-08-03

Jan 14

Market Vectors--Coal ETF

RB-08-02

Jan 10

Submission of FOCUS Reports and Annual Compliance Forms

RB-08-01

Jan 4

Market Vectors—Lehman Brothers AMT-Free Long Municipal Index ETF



2008 Regulatory Bulletins - Equities (RBE)

Bulletin

Date

Subject

RBE-08-02

Jun 17

2008 NYSE Arca ETP Nominating Committee

RBE 08-01

Feb 28

Reg SHO exemption for locates for market makers



2008 Regulatory Bulletins - Options (RBO)

Bulletin

Date

Subject

RBO-08-11

Jun 23

Bid/Ask Differentials in Certain High Priced Stocks

RBO-08-10

Jun 17

2008 NYSE Arca OTP Nominating Committee

RBO-08-09

Jun 13

Rule 6.47A - Order Exposure Requirements

RBO-08-08

Apr 8

Changes to Rule 6.87-Obvious Errors

RBO-08-07

Mar 20

Bid-Ask Relief Extension

RBO-08-06

Mar 25

Expansion of the Penny Pilot

RBO-08-05

Mar 14

Market Maker Quoting Obligations

RBO-08-04

Mar 5

Applicability of Regulation SHO to Certain Market Maker Transactions

RBO-08-03

Jan 30

LMM Quoting Obligations

RBO-08-02

Jan 17

Floor Broker and Market Maker Registration

RBO-08-01

Jan 2

Opening Quote Relief



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