2010 Regulatory Bulletins (RB) |
Bulletin |
Date |
Subject |
RB-10-41 |
Mar 12 |
First Trust Exchange-Traded Fund ETF-Platinum
|
RB-10-40 |
Mar 12 |
First Trust Exchange-Traded Fund ETF
|
RB-10-39 |
Mar 11 |
SPDR S&P Russia ETF
|
RB-10-38 |
Mar 11 |
Direxion Shares ETF Trust
|
RB-10-37 |
Mar 9 |
Claymore Wilshire 5000 Total Market ETF, Claymore Wilshire 4500 Completion ETF, Claymore Wilshire US REIT ETF
|
RB-10-36 |
Mar 4 |
SEK Accelerated Return Notes Linked to the S&P 500 Index
|
RB-10-35 |
Mar 4 |
BAC Capped Leveraged Index Return Notes based on the S&P 500 Index
|
RB-10-34 |
Mar 4 |
Bank of America MITTS Linked to the S&P 500 Index
|
RB-10-33 |
Mar 4 |
BAC Market-Linked Step Up Notes Linked to the S&P 500 Index
|
RB-10-32 |
Feb 26 |
Sprott Physical Gold Trust
|
RB-10-31 |
Feb 25 |
Direxion Shares ETF Trust
|
RB-10-30 |
Feb 24 |
Emerging Global Shares INDXX Brazil Infrastructure
Index Fund ETF
|
RB-10-29 |
Feb 22 |
Credit Suisee Long/Short Liquid Index ETN
|
RB-10-28 |
Feb 19 |
PowerShares CEF Income Composite Portfolio ETF
|
RB-10-27 |
Feb 17 |
Market Vectors Egypt Index ETF
|
RB-10-26 |
Feb 17 |
Emerging Global Shares INDXX China Infrastructure
Index Fund ETF
|
RB-10-25 |
Feb 11 |
ProShares UltraPro Short QQQ
ProShares UltraPro QQQ
|
RB-10-24 |
Feb 11 |
GlobalShares FTSE Developed Countries ex US Fund ETF
|
RB-10-23 |
Feb 11 |
ProShares UltraPro Dow30 ETFProShares UltraPro Short Dow30 ETF
ProShares UltraProMidCap400 ETF
ProShares UltraPro Short MidCap400 ETF
ProShares UltraPro Russell2000 ETF
ProShares UltraPro Short Russell2000 ETF
|
RB-10-22 |
Feb 8 |
Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index
|
RB-10-21 |
Feb 5 |
SEK Accelerated Return Notes Linked to the Russell 2000 Index
|
RB-10-20 |
Feb 4 |
Bank of America MITTS Linked to the Dow Jones Industrial Average
|
RB-10-19 |
Feb 4 |
BAC Market-Linked Step Up Notes Linked to the S&P 500 Index
|
RB-10-18 |
Feb 4 |
Bank of America Accelerated Return Notes Linked to the S&P 500 Index
|
RB-10-17 |
Feb 2 |
PIMCO Short-Term Municipal Bond Strategy Fund ETF
|
RB-10-16 |
Jan 29 |
Grail McDonnell Intermediate Municipal Bond ETF Grail McDonnell Core Taxable Bond ETF
|
RB-10-15 |
Jan 28 |
E-TRACS UBS AG Exchange Traded Access Exchange-Traded Notes
|
RB-10-14 |
Jan 22 |
iShares MSCI Far East Financials Sector Index Fund ETF
|
RB-10-13 |
Jan 22 |
iShares MSCI Europe Financials Sector Index Fund ETF
|
RB-10-12 |
Jan 22 |
iShares MSCI Emerging Markets Materials Index Fund ETF
|
RB-10-11 |
Jan 22 |
iShares MSCI Emerging Markets Financials Sector Index Fund ETF
|
RB-10-10 |
Jan 22 |
iShares MSCI ACWI ex US Financials Sector Index Fund ETF
|
RB-10-09 |
Jan 21 |
ProShares Ultra 20+ Year Treasury ETF
|
RB-10-08 |
Jan 21 |
ProShares Ultra 7-10 Year Treasury ETF
|
RB-10-07 |
Jan 20 |
ALPS Thomson Reuters/Jefferies CRB Wildcatters Exploration &
Production Equity ETF
|
RB-10-06 |
Jan 14 |
Global X China Materials ETF
|
RB-10-05 |
Jan 14 |
Schwab International Small-Cap Equity ETF
Schwab Emerging Markets Equity ETF
|
RB-10-04 |
Jan 12 |
Submission of FOCUS Reports and Annual Compliance Forms
|
RB-10-03 |
Jan 8 |
iShares S&P AMT-Free Municipal Series ETFs
|
RB-10-02 |
Jan 8 |
ETFS Palladium Trust
|
RB-10-01 |
Jan 8 |
ETFS Platinum Trust
|